UK edition London closed
Markets
Delayed · 00:37 UK
Tuesday 27 October 2026 · London closed
Topic
Every Financial News story tagged Solicitors Regulation Authority, newest first.
The Solicitors Regulation Authority (SRA) fines eight law firms £57,000 for inadequate anti-money laundering (AML) controls, highlighting continued issues in the sector.Key failings included the absence of client and matter risk assessments (CMRAs) and firm-wide risk assessments (FWRAs)…
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A Southampton law firm fined £20,700 for transparency breaches.David Ebert failed to publish required information on its website.Missing compliance officers were a part of multiple administrative oversights.Law firm acknowledged errors…
The Solicitors Regulation Authority (SRA) questions the ethicality of solicitors retaining client account interest.Some firms reportedly depend on this interest to maintain financial stability.A consultation will explore client money handling…
The Solicitors Regulation Authority (SRA) criticises law firms for treating anti-money laundering (AML) training as a mere 'tick-box exercise.'Firms using generic AML training packages may not address their specific risks,…
The Solicitors Regulation Authority (SRA) has barred two former employees of Axiom Ince from the legal profession pending permission.This decision follows serious financial misconduct and document falsification charges against the…
In a significant development, a law firm in Ruislip has been rebuked by the Solicitors Regulation Authority (SRA) for failing to comply with an undertaking given during a conveyancing transaction.The…
A solicitor in Accrington, Lancashire has been formally rebuked by the Solicitors Regulation Authority (SRA) for retaining client money for an extended period.Anthony Foley, acting as sole executor, held onto…
A solicitor was struck off for dishonesty about a potential claim report to insurers.The Solicitors Regulation Authority dropped other allegations against him.Simon Kennett Gurr, previously a partner at Direction Home…
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