In a significant legal development, the FCA has successfully prosecuted two individuals involved in a £1.5 million investment fraud. The court found these individuals guilty of…
The FCA has taken decisive action against two advisers for inadequate pension transfer advice, underscoring its commitment to safeguarding customer interests.Steven Hodgson and Paul Adams have…
The Financial Conduct Authority (FCA) has issued a significant warning to SIPP operators.There are ongoing worries about consumer protection and pension fund management within the SIPP…
The Financial Conduct Authority (FCA) has taken decisive action against two individuals, Steven Hodgson and Paul Adams, for failings in pension transfer advice.Inadequate advice was given…
The FCA and PSR have announced Alison Potter’s appointment as chair for key committees, marking a significant leadership transition.The Regulatory Decisions Committee (RDC) and Enforcement Decisions…
The FCA and PSR have appointed Alison Potter as the new chair of their decision-making committees.Alison Potter will lead the FCA’s regulatory decisions and PSR’s enforcement…
The Financial Conduct Authority (FCA) and Payment Systems Regulator (PSR) have selected Alison Potter to chair key decision-making committees, succeeding Tim Parkes.Alison Potter brings extensive financial…
PSG SIPP, a self-invested personal pension operator, entered administration on 25 October, according to the FCA.The company, owned by Donre Advisory, follows into administration after its…
The Financial Conduct Authority’s (FCA) recent invitation for feedback on rule reviews has raised concerns about timing.The response deadline is set for 31 October, with feedback…
Kristo Käärmann, CEO of Wise, faces a £350,000 fine imposed by the FCA for not reporting significant tax issues.The regulatory body fined Käärmann for insufficient disclosure…
