The FCA has imposed a £29m fine on Starling Bank, citing serious compliance shortcomings.Starling Bank reportedly breached guidelines by opening accounts for high-risk individuals.The bank’s inadequate…
A solicitor at an ABS was rebuked by the SRA for multiple compliance failures.Chukwuemeka Mmegwa was deemed unsuitable for managerial or supervisory roles.The SRA uncovered numerous…
The London office of a prominent US law firm is under scrutiny by regulators.Allegations suggest deficiencies in anti-money laundering (AML) controls over several years.The Solicitors Regulation…
